Socrates - GLAUCON
And so, Glaucon, we have arrived at the conclusion
that in the perfect State wives and children are to
be in common; and that all education and the
pursuits of war and peace are also to be common, and
the best philosophers and the bravest warriors are
to be their kings?
That, replied Glaucon, has been acknowledged.
Yes, I said; and we have further acknowledged that
the governors, when appointed themselves, will take
their soldiers and place them in houses such as we
were describing, which are common to all, and
contain nothing private, or individual; and about
their property, you remember what we agreed?
Yes, I remember that no one was to have any of the
ordinary possessions of mankind; they were to be
warrior athletes and guardians, receiving from the
other citizens, in lieu of annual payment, only
their maintenance, and they were to take care of
themselves and of the whole State.
True, I said; and now that this division of our task
is concluded, let us find the point at which we
digressed, that we may return into the old path.
There is no difficulty in returning; you implied,
then as now, that you had finished the description
of the State: you said that such a State was good,
and that the man was good who answered to it,
although, as now appears, you had more excellent
things to relate both of State and man. And you said
further, that if this was the true form, then the
others were false; and of the false forms, you said,
as I remember, that there were four principal ones,
and that their defects, and the defects of the
individuals corresponding to them, were worth
examining. When we had seen all the individuals, and
finally agreed as to who was the best and who was
the worst of them, we were to consider whether the
best was not also the happiest, and the worst the
most miserable. I asked you what were the four forms
of government of which you spoke, and then
Polemarchus and Adeimantus put in their word; and
you began again, and have found your way to the
point at which we have now arrived.
Your recollection, I said, is most exact.
Then, like a wrestler, he replied, you must put
yourself again in the same position; and let me ask
the same questions, and do you give me the same
answer which you were about to give me then.
Yes, if I can, I will, I said.
I shall particularly wish to hear what were the four
constitutions of which you were speaking.
That question, I said, is easily answered: the four
governments of which I spoke, so far as they have
distinct names, are, first, those of Crete and
Sparta, which are generally applauded; what is
termed oligarchy comes next; this is not equally
approved, and is a form of government which teems
with evils: thirdly, democracy, which naturally
follows oligarchy, although very different: and
lastly comes tyranny, great and famous, which
differs from them all, and is the fourth and worst
disorder of a State. I do not know, do you? of any
other constitution which can be said to have a
distinct character. There are lordships and
principalities which are bought and sold, and some
other intermediate forms of government. But these
are nondescripts and may be found equally among
Hellenes and among barbarians.
Yes, he replied, we certainly hear of many curious
forms of government which exist among them.
Do you know, I said, that governments vary as the
dispositions of men vary, and that there must be as
many of the one as there are of the other? For we
cannot suppose that States are made of 'oak and
rock,' and not out of the human natures which are in
them, and which in a figure turn the scale and draw
other things after them?
Yes, he said, the States are as the men are; they
grow out of human characters.
Then if the constitutions of States are five, the
dispositions of individual minds will also be five?
Certainly.
Him who answers to aristocracy, and whom we rightly
call just and good, we have already described.
We have.
Then let us now proceed to describe the inferior
sort of natures, being the contentious and
ambitious, who answer to the Spartan polity; also
the oligarchical, democratical, and tyrannical. Let
us place the most just by the side of the most
unjust, and when we see them we shall be able to
compare the relative happiness or unhappiness of him
who leads a life of pure justice or pure injustice.
The enquiry will then be completed. And we shall
know whether we ought to pursue injustice, as
Thrasymachus advises, or in accordance with the
conclusions of the argument to prefer justice.
Certainly, he replied, we must do as you say.
Shall we follow our old plan, which we adopted with
a view to clearness, of taking the State first and
then proceeding to the individual, and begin with
the government of honour? --I know of no name for
such a government other than timocracy, or perhaps
timarchy. We will compare with this the like
character in the individual; and, after that,
consider oligarchical man; and then again we will
turn our attention to democracy and the democratical
man; and lastly, we will go and view the city of
tyranny, and once more take a look into the tyrant's
soul, and try to arrive at a satisfactory decision.
That way of viewing and judging of the matter will
be very suitable.
First, then, I said, let us enquire how timocracy
(the government of honour) arises out of aristocracy
(the government of the best). Clearly, all political
changes originate in divisions of the actual
governing power; a government which is united,
however small, cannot be moved.
Very true, he said.
In what way, then, will our city be moved, and in
what manner the two classes of auxiliaries and
rulers disagree among themselves or with one
another? Shall we, after the manner of Homer, pray
the Muses to tell us 'how discord first arose'?
Shall we imagine them in solemn mockery, to play and
jest with us as if we were children, and to address
us in a lofty tragic vein, making believe to be in
earnest?
How would they address us?
After this manner: --A city which is thus
constituted can hardly be shaken; but, seeing that
everything which has a beginning has also an end,
even a constitution such as yours will not last for
ever, but will in time be dissolved. And this is the
dissolution: --In plants that grow in the earth, as
well as in animals that move on the earth's surface,
fertility and sterility of soul and body occur when
the circumferences of the circles of each are
completed, which in short-lived existences pass over
a short space, and in long-lived ones over a long
space. But to the knowledge of human fecundity and
sterility all the wisdom and education of your
rulers will not attain; the laws which regulate them
will not be discovered by an intelligence which is
alloyed with sense, but will escape them, and they
will bring children into the world when they ought
not. Now that which is of divine birth has a period
which is contained in a perfect number, but the
period of human birth is comprehended in a number in
which first increments by involution and evolution
(or squared and cubed) obtaining three intervals and
four terms of like and unlike, waxing and waning
numbers, make all the terms commensurable and
agreeable to one another. The base of these (3) with
a third added (4) when combined with five (20) and
raised to the third power furnishes two harmonies;
the first a square which is a hundred times as great
(400 = 4 X 100), and the other a figure having one
side equal to the former, but oblong, consisting of
a hundred numbers squared upon rational diameters of
a square (i. e. omitting fractions), the side of
which is five (7 X 7 = 49 X 100 = 4900), each of
them being less by one (than the perfect square
which includes the fractions, sc. 50) or less by two
perfect squares of irrational diameters (of a square
the side of which is five = 50 + 50 = 100); and a
hundred cubes of three (27 X 100 = 2700 + 4900 + 400
= 8000). Now this number represents a geometrical
figure which has control over the good and evil of
births. For when your guardians are ignorant of the
law of births, and unite bride and bridegroom out of
season, the children will not be goodly or
fortunate. And though only the best of them will be
appointed by their predecessors, still they will be
unworthy to hold their fathers' places, and when
they come into power as guardians, they will soon be
found to fall in taking care of us, the Muses, first
by under-valuing music; which neglect will soon
extend to gymnastic; and hence the young men of your
State will be less cultivated. In the succeeding
generation rulers will be appointed who have lost
the guardian power of testing the metal of your
different races, which, like Hesiod's, are of gold
and silver and brass and iron. And so iron will be
mingled with silver, and brass with gold, and hence
there will arise dissimilarity and inequality and
irregularity, which always and in all places are
causes of hatred and war. This the Muses affirm to
be the stock from which discord has sprung, wherever
arising; and this is their answer to us.
Yes, and we may assume that they answer truly.
Why, yes, I said, of course they answer truly; how
can the Muses speak falsely?
And what do the Muses say next?
When discord arose, then the two races were drawn
different ways: the iron and brass fell to acquiring
money and land and houses and gold and silver; but
the gold and silver races, not wanting money but
having the true riches in their own nature, inclined
towards virtue and the ancient order of things.
There was a battle between them, and at last they
agreed to distribute their land and houses among
individual owners; and they enslaved their friends
and maintainers, whom they had formerly protected in
the condition of freemen, and made of them subjects
and servants; and they themselves were engaged in
war and in keeping a watch against them.
I believe that you have rightly conceived the origin
of the change.
And the new government which thus arises will be of
a form intermediate between oligarchy and
aristocracy?
Very true.
Such will be the change, and after the change has
been made, how will they proceed? Clearly, the new
State, being in a mean between oligarchy and the
perfect State, will partly follow one and partly the
other, and will also have some peculiarities.
True, he said.
In the honour given to rulers, in the abstinence of
the warrior class from agriculture, handicrafts, and
trade in general, in the institution of common
meals, and in the attention paid to gymnastics and
military training --in all these respects this State
will resemble the former.
True.
But in the fear of admitting philosophers to power,
because they are no longer to be had simple and
earnest, but are made up of mixed elements; and in
turning from them to passionate and less complex
characters, who are by nature fitted for war rather
than peace; and in the value set by them upon
military stratagems and contrivances, and in the
waging of everlasting wars --this State will be for
the most part peculiar.
Yes.
Yes, I said; and men of this stamp will be covetous
of money, like those who live in oligarchies; they
will have, a fierce secret longing after gold and
silver, which they will hoard in dark places, having
magazines and treasuries of their own for the
deposit and concealment of them; also castles which
are just nests for their eggs, and in which they
will spend large sums on their wives, or on any
others whom they please.
That is most true, he said.
And they are miserly because they have no means of
openly acquiring the money which they prize; they
will spend that which is another man's on the
gratification of their desires, stealing their
pleasures and running away like children from the
law, their father: they have been schooled not by
gentle influences but by force, for they have
neglected her who is the true Muse, the companion of
reason and philosophy, and have honoured gymnastic
more than music.
Undoubtedly, he said, the form of government which
you describe is a mixture of good and evil.
Why, there is a mixture, I said; but one thing, and
one thing only, is predominantly seen, --the spirit
of contention and ambition; and these are due to the
prevalence of the passionate or spirited element.
Assuredly, he said.
Such is the origin and such the character of this
State, which has been described in outline only; the
more perfect execution was not required, for a
sketch is enough to show the type of the most
perfectly just and most perfectly unjust; and to go
through all the States and all the characters of
men, omitting none of them, would be an interminable
labour.
Very true, he replied.
Now what man answers to this form of government-how
did he come into being, and what is he like?
Socrates - ADEIMANTUS
I think, said Adeimantus, that in the spirit of
contention which characterises him, he is not unlike
our friend Glaucon.
Perhaps, I said, he may be like him in that one
point; but there are other respects in which he is
very different.
In what respects?
He should have more of self-assertion and be less
cultivated, and yet a friend of culture; and he
should be a good listener, but no speaker. Such a
person is apt to be rough with slaves, unlike the
educated man, who is too proud for that; and he will
also be courteous to freemen, and remarkably
obedient to authority; he is a lover of power and a
lover of honour; claiming to be a ruler, not because
he is eloquent, or on any ground of that sort, but
because he is a soldier and has performed feats of
arms; he is also a lover of gymnastic exercises and
of the chase.
Yes, that is the type of character which answers to
timocracy.
Such an one will despise riches only when he is
young; but as he gets older he will be more and more
attracted to them, because he has a piece of the
avaricious nature in him, and is not singleminded
towards virtue, having lost his best guardian.
Who was that? said Adeimantus.
Philosophy, I said, tempered with music, who comes
and takes her abode in a man, and is the only
saviour of his virtue throughout life.
Good, he said.
Such, I said, is the timocratical youth, and he is
like the timocratical State.
Exactly.
His origin is as follows: --He is often the young
son of a grave father, who dwells in an ill-governed
city, of which he declines the honours and offices,
and will not go to law, or exert himself in any way,
but is ready to waive his rights in order that he
may escape trouble.
And how does the son come into being?
The character of the son begins to develop when he
hears his mother complaining that her husband has no
place in the government, of which the consequence is
that she has no precedence among other women.
Further, when she sees her husband not very eager
about money, and instead of battling and railing in
the law courts or assembly, taking whatever happens
to him quietly; and when she observes that his
thoughts always centre in himself, while he treats
her with very considerable indifference, she is
annoyed, and says to her son that his father is only
half a man and far too easy-going: adding all the
other complaints about her own ill-treatment which
women are so fond of rehearsing.
Yes, said Adeimantus, they give us plenty of them,
and their complaints are so like themselves.
And you know, I said, that the old servants also,
who are supposed to be attached to the family, from
time to time talk privately in the same strain to
the son; and if they see any one who owes money to
his father, or is wronging him in any way, and he
falls to prosecute them, they tell the youth that
when he grows up he must retaliate upon people of
this sort, and be more of a man than his father. He
has only to walk abroad and he hears and sees the
same sort of thing: those who do their own business
in the city are called simpletons, and held in no
esteem, while the busy-bodies are honoured and
applauded. The result is that the young man, hearing
and seeing all these thing --hearing too, the words
of his father, and having a nearer view of his way
of life, and making comparisons of him and others
--is drawn opposite ways: while his father is
watering and nourishing the rational principle in
his soul, the others are encouraging the passionate
and appetitive; and he being not originally of a bad
nature, but having kept bad company, is at last
brought by their joint influence to a middle point,
and gives up the kingdom which is within him to the
middle principle of contentiousness and passion, and
becomes arrogant and ambitious.
You seem to me to have described his origin
perfectly.
Then we have now, I said, the second form of
government and the second type of character?
We have.
Next, let us look at another man who, as Aeschylus
says,
Is set over against another State; or rather, as our
plan requires, begin with the State.
By all means.
I believe that oligarchy follows next in order.
And what manner of government do you term oligarchy?
A government resting on a valuation of property, in
which the rich have power and the poor man is
deprived of it.
I understand, he replied.
Ought I not to begin by describing how the change
from timocracy to oligarchy arises?
Yes.
Well, I said, no eyes are required in order to see
how the one passes into the other.
How?
The accumulation of gold in the treasury of private
individuals is ruin the of timocracy; they invent
illegal modes of expenditure; for what do they or
their wives care about the law?
Yes, indeed.
And then one, seeing another grow rich, seeks to
rival him, and thus the great mass of the citizens
become lovers of money.
Likely enough.
And so they grow richer and richer, and the more
they think of making a fortune the less they think
of virtue; for when riches and virtue are placed
together in the scales of the balance, the one
always rises as the other falls.
True.
And in proportion as riches and rich men are
honoured in the State, virtue and the virtuous are
dishonoured.
Clearly.
And what is honoured is cultivated, and that which
has no honour is neglected.
That is obvious.
And so at last, instead of loving contention and
glory, men become lovers of trade and money; they
honour and look up to the rich man, and make a ruler
of him, and dishonour the poor man.
They do so.
They next proceed to make a law which fixes a sum of
money as the qualification of citizenship; the sum
is higher in one place and lower in another, as the
oligarchy is more or less exclusive; and they allow
no one whose property falls below the amount fixed
to have any share in the government. These changes
in the constitution they effect by force of arms, if
intimidation has not already done their work.
Very true.
And this, speaking generally, is the way in which
oligarchy is established.
Yes, he said; but what are the characteristics of
this form of government, and what are the defects of
which we were speaking?
First of all, I said, consider the nature of the
qualification just think what would happen if pilots
were to be chosen according to their property, and a
poor man were refused permission to steer, even
though he were a better pilot?
You mean that they would shipwreck?
Yes; and is not this true of the government of
anything?
I should imagine so.
Except a city? --or would you include a city?
Nay, he said, the case of a city is the strongest of
all, inasmuch as the rule of a city is the greatest
and most difficult of all.
This, then, will be the first great defect of
oligarchy?
Clearly.
And here is another defect which is quite as bad.
What defect?
The inevitable division: such a State is not one,
but two States, the one of poor, the other of rich
men; and they are living on the same spot and always
conspiring against one another.
That, surely, is at least as bad.
Another discreditable feature is, that, for a like
reason, they are incapable of carrying on any war.
Either they arm the multitude, and then they are
more afraid of them than of the enemy; or, if they
do not call them out in the hour of battle, they are
oligarchs indeed, few to fight as they are few to
rule. And at the same time their fondness for money
makes them unwilling to pay taxes.
How discreditable!
And, as we said before, under such a constitution
the same persons have too many callings --they are
husbandmen, tradesmen, warriors, all in one. Does
that look well?
Anything but well.
There is another evil which is, perhaps, the
greatest of all, and to which this State first
begins to be liable.
What evil?
A man may sell all that he has, and another may
acquire his property; yet after the sale he may
dwell in the city of which he is no longer a part,
being neither trader, nor artisan, nor horseman, nor
hoplite, but only a poor, helpless creature.
Yes, that is an evil which also first begins in this
State.
The evil is certainly not prevented there; for
oligarchies have both the extremes of great wealth
and utter poverty.
True.
But think again: In his wealthy days, while he was
spending his money, was a man of this sort a whit
more good to the State for the purposes of
citizenship? Or did he only seem to be a member of
the ruling body, although in truth he was neither
ruler nor subject, but just a spendthrift?
As you say, he seemed to be a ruler, but was only a
spendthrift.
May we not say that this is the drone in the house
who is like the drone in the honeycomb, and that the
one is the plague of the city as the other is of the
hive?
Just so, Socrates.
And God has made the flying drones, Adeimantus, all
without stings, whereas of the walking drones he has
made some without stings but others have dreadful
stings; of the stingless class are those who in
their old age end as paupers; of the stingers come
all the criminal class, as they are termed.
Most true, he said.
Clearly then, whenever you see paupers in a State,
somewhere in that neighborhood there are hidden away
thieves, and cutpurses and robbers of temples, and
all sorts of malefactors.
Clearly.
Well, I said, and in oligarchical States do you not
find paupers?
Yes, he said; nearly everybody is a pauper who is
not a ruler.
And may we be so bold as to affirm that there are
also many criminals to be found in them, rogues who
have stings, and whom the authorities are careful to
restrain by force?
Certainly, we may be so bold.
The existence of such persons is to be attributed to
want of education, ill-training, and an evil
constitution of the State?
True.
Such, then, is the form and such are the evils of
oligarchy; and there may be many other evils.
Very likely.
Then oligarchy, or the form of government in which
the rulers are elected for their wealth, may now be
dismissed. Let us next proceed to consider the
nature and origin of the individual who answers to
this State.
By all means.
Does not the timocratical man change into the
oligarchical on this wise?
How?
A time arrives when the representative of timocracy
has a son: at first he begins by emulating his
father and walking in his footsteps, but presently
he sees him of a sudden foundering against the State
as upon a sunken reef, and he and all that he has is
lost; he may have been a general or some other high
officer who is brought to trial under a prejudice
raised by informers, and either put to death, or
exiled, or deprived of the privileges of a citizen,
and all his property taken from him.
Nothing more likely.
And the son has seen and known all this --he is a
ruined man, and his fear has taught him to knock
ambition and passion head-foremost from his bosom's
throne; humbled by poverty he takes to money-making
and by mean and miserly savings and hard work gets a
fortune together. Is not such an one likely to seat
the concupiscent and covetous element on the vacant
throne and to suffer it to play the great king
within him, girt with tiara and chain and scimitar?
Most true, he replied.
And when he has made reason and spirit sit down on
the ground obediently on either side of their
sovereign, and taught them to know their place, he
compels the one to think only of how lesser sums may
be turned into larger ones, and will not allow the
other to worship and admire anything but riches and
rich men, or to be ambitious of anything so much as
the acquisition of wealth and the means of acquiring
it.
Of all changes, he said, there is none so speedy or
so sure as the conversion of the ambitious youth
into the avaricious one.
And the avaricious, I said, is the oligarchical
youth?
Yes, he said; at any rate the individual out of whom
he came is like the State out of which oligarchy
came.
Let us then consider whether there is any likeness
between them.
Very good.
First, then, they resemble one another in the value
which they set upon wealth?
Certainly.
Also in their penurious, laborious character; the
individual only satisfies his necessary appetites,
and confines his expenditure to them; his other
desires he subdues, under the idea that they are
unprofitable.
True.
He is a shabby fellow, who saves something out of
everything and makes a purse for himself; and this
is the sort of man whom the vulgar applaud. Is he
not a true image of the State which he represents?
He appears to me to be so; at any rate money is
highly valued by him as well as by the State.
You see that he is not a man of cultivation, I said.
I imagine not, he said; had he been educated he
would never have made a blind god director of his
chorus, or given him chief honour.
Excellent! I said. Yet consider: Must we not further
admit that owing to this want of cultivation there
will be found in him dronelike desires as of pauper
and rogue, which are forcibly kept down by his
general habit of life?
True.
Do you know where you will have to look if you want
to discover his rogueries?
Where must I look?
You should see him where he has some great
opportunity of acting dishonestly, as in the
guardianship of an orphan.
Aye.
It will be clear enough then that in his ordinary
dealings which give him a reputation for honesty he
coerces his bad passions by an enforced virtue; not
making them see that they are wrong, or taming them
by reason, but by necessity and fear constraining
them, and because he trembles for his possessions.
To be sure.
Yes, indeed, my dear friend, but you will find that
the natural desires of the drone commonly exist in
him all the same whenever he has to spend what is
not his own.
Yes, and they will be strong in him too.
The man, then, will be at war with himself; he will
be two men, and not one; but, in general, his better
desires will be found to prevail over his inferior
ones.
True.
For these reasons such an one will be more
respectable than most people; yet the true virtue of
a unanimous and harmonious soul will flee far away
and never come near him.
I should expect so.
And surely, the miser individually will be an
ignoble competitor in a State for any prize of
victory, or other object of honourable ambition; he
will not spend his money in the contest for glory;
so afraid is he of awakening his expensive appetites
and inviting them to help and join in the struggle;
in true oligarchical fashion he fights with a small
part only of his resources, and the result commonly
is that he loses the prize and saves his money.
Very true.
Can we any longer doubt, then, that the miser and
money-maker answers to the oligarchical State?
There can be no doubt.
Next comes democracy; of this the origin and nature
have still to be considered by us; and then we will
enquire into the ways of the democratic man, and
bring him up for judgement.
That, he said, is our method.
Well, I said, and how does the change from oligarchy
into democracy arise? Is it not on this wise? --The
good at which such a State alms is to become as rich
as possible, a desire which is insatiable?
What then?
The rulers, being aware that their power rests upon
their wealth, refuse to curtail by law the
extravagance of the spendthrift youth because they
gain by their ruin; they take interest from them and
buy up their estates and thus increase their own
wealth and importance?
To be sure.
There can be no doubt that the love of wealth and
the spirit of moderation cannot exist together in
citizens of the same State to any considerable
extent; one or the other will be disregarded.
That is tolerably clear.
And in oligarchical States, from the general spread
of carelessness and extravagance, men of good family
have often been reduced to beggary?
Yes, often.
And still they remain in the city; there they are,
ready to sting and fully armed, and some of them owe
money, some have forfeited their citizenship; a
third class are in both predicaments; and they hate
and conspire against those who have got their
property, and against everybody else, and are eager
for revolution.
That is true.
On the other hand, the men of business, stooping as
they walk, and pretending not even to see those whom
they have already ruined, insert their sting --that
is, their money --into some one else who is not on
his guard against them, and recover the parent sum
many times over multiplied into a family of
children: and so they make drone and pauper to
abound in the State.
Yes, he said, there are plenty of them --that is
certain.
The evil blazes up like a fire; and they will not
extinguish it, either by restricting a man's use of
his own property, or by another remedy:
What other?
One which is the next best, and has the advantage of
compelling the citizens to look to their characters:
--Let there be a general rule that every one shall
enter into voluntary contracts at his own risk, and
there will be less of this scandalous money-making,
and the evils of which we were speaking will be
greatly lessened in the State.
Yes, they will be greatly lessened.
At present the governors, induced by the motives
which I have named, treat their subjects badly;
while they and their adherents, especially the young
men of the governing class, are habituated to lead a
life of luxury and idleness both of body and mind;
they do nothing, and are incapable of resisting
either pleasure or pain.
Very true.
They themselves care only for making money, and are
as indifferent as the pauper to the cultivation of
virtue.
Yes, quite as indifferent.
Such is the state of affairs which prevails among
them. And often rulers and their subjects may come
in one another's way, whether on a pilgrimage or a
march, as fellow-soldiers or fellow-sailors; aye,
and they may observe the behaviour of each other in
the very moment of danger --for where danger is,
there is no fear that the poor will be despised by
the rich --and very likely the wiry sunburnt poor
man may be placed in battle at the side of a wealthy
one who has never spoilt his complexion and has
plenty of superfluous flesh --when he sees such an
one puffing and at his wit's end, how can he avoid
drawing the conclusion that men like him are only
rich because no one has the courage to despoil them?
And when they meet in private will not people be
saying to one another 'Our warriors are not good for
much'?
Yes, he said, I am quite aware that this is their
way of talking.
And, as in a body which is diseased the addition of
a touch from without may bring on illness, and
sometimes even when there is no external provocation
a commotion may arise within-in the same way
wherever there is weakness in the State there is
also likely to be illness, of which the occasions
may be very slight, the one party introducing from
without their oligarchical, the other their
democratical allies, and then the State falls sick,
and is at war with herself; and may be at times
distracted, even when there is no external cause.
Yes, surely.
And then democracy comes into being after the poor
have conquered their opponents, slaughtering some
and banishing some, while to the remainder they give
an equal share of freedom and power; and this is the
form of government in which the magistrates are
commonly elected by lot.
Yes, he said, that is the nature of democracy,
whether the revolution has been effected by arms, or
whether fear has caused the opposite party to
withdraw.
And now what is their manner of life, and what sort
of a government have they? for as the government is,
such will be the man.
Clearly, he said.
In the first place, are they not free; and is not
the city full of freedom and frankness --a man may
say and do what he likes?
'Tis said so, he replied.
And where freedom is, the individual is clearly able
to order for himself his own life as he pleases?
Clearly.
Then in this kind of State there will be the
greatest variety of human natures?
There will.
This, then, seems likely to be the fairest of
States, being an embroidered robe which is spangled
with every sort of flower. And just as women and
children think a variety of colours to be of all
things most charming, so there are many men to whom
this State, which is spangled with the manners and
characters of mankind, will appear to be the fairest
of States.
Yes.
Yes, my good Sir, and there will be no better in
which to look for a government.
Why?
Because of the liberty which reigns there --they
have a complete assortment of constitutions; and he
who has a mind to establish a State, as we have been
doing, must go to a democracy as he would to a
bazaar at which they sell them, and pick out the one
that suits him; then, when he has made his choice,
he may found his State.
He will be sure to have patterns enough.
And there being no necessity, I said, for you to
govern in this State, even if you have the capacity,
or to be governed, unless you like, or go to war
when the rest go to war, or to be at peace when
others are at peace, unless you are so disposed
--there being no necessity also, because some law
forbids you to hold office or be a dicast, that you
should not hold office or be a dicast, if you have a
fancy --is not this a way of life which for the
moment is supremely delightful
For the moment, yes.
And is not their humanity to the condemned in some
cases quite charming? Have you not observed how, in
a democracy, many persons, although they have been
sentenced to death or exile, just stay where they
are and walk about the world --the gentleman parades
like a hero, and nobody sees or cares?
Yes, he replied, many and many a one.
See too, I said, the forgiving spirit of democracy,
and the 'don't care' about trifles, and the
disregard which she shows of all the fine principles
which we solemnly laid down at the foundation of the
city --as when we said that, except in the case of
some rarely gifted nature, there never will be a
good man who has not from his childhood been used to
play amid things of beauty and make of them a joy
and a study --how grandly does she trample all these
fine notions of ours under her feet, never giving a
thought to the pursuits which make a statesman, and
promoting to honour any one who professes to be the
people's friend.
Yes, she is of a noble spirit.
These and other kindred characteristics are proper
to democracy, which is a charming form of
government, full of variety and disorder, and
dispensing a sort of equality to equals and unequals
alike.
We know her well.
Consider now, I said, what manner of man the
individual is, or rather consider, as in the case of
the State, how he comes into being.
Very good, he said.
Is not this the way --he is the son of the miserly
and oligarchical father who has trained him in his
own habits?
Exactly.
And, like his father, he keeps under by force the
pleasures which are of the spending and not of the
getting sort, being those which are called
unnecessary?
Obviously.
Would you like, for the sake of clearness, to
distinguish which are the necessary and which are
the unnecessary pleasures?
I should.
Are not necessary pleasures those of which we cannot
get rid, and of which the satisfaction is a benefit
to us? And they are rightly so, because we are
framed by nature to desire both what is beneficial
and what is necessary, and cannot help it.
True.
We are not wrong therefore in calling them
necessary?
We are not.
And the desires of which a man may get rid, if he
takes pains from his youth upwards --of which the
presence, moreover, does no good, and in some cases
the reverse of good --shall we not be right in
saying that all these are unnecessary?
Yes, certainly.
Suppose we select an example of either kind, in
order that we may have a general notion of them?
Very good.
Will not the desire of eating, that is, of simple
food and condiments, in so far as they are required
for health and strength, be of the necessary class?
That is what I should suppose.
The pleasure of eating is necessary in two ways; it
does us good and it is essential to the continuance
of life?
Yes.
But the condiments are only necessary in so far as
they are good for health?
Certainly.
And the desire which goes beyond this, or more
delicate food, or other luxuries, which might
generally be got rid of, if controlled and trained
in youth, and is hurtful to the body, and hurtful to
the soul in the pursuit of wisdom and virtue, may be
rightly called unnecessary?
Very true.
May we not say that these desires spend, and that
the others make money because they conduce to
production?
Certainly.
And of the pleasures of love, and all other
pleasures, the same holds good?
True.
And the drone of whom we spoke was he who was
surfeited in pleasures and desires of this sort, and
was the slave of the unnecessary desires, whereas he
who was subject o the necessary only was miserly and
oligarchical?
Very true.
Again, let us see how the democratical man grows out
of the oligarchical: the following, as I suspect, is
commonly the process.
What is the process?
When a young man who has been brought up as we were
just now describing, in a vulgar and miserly way,
has tasted drones' honey and has come to associate
with fierce and crafty natures who are able to
provide for him all sorts of refinements and
varieties of pleasure --then, as you may imagine,
the change will begin of the oligarchical principle
within him into the democratical?
Inevitably.
And as in the city like was helping like, and the
change was effected by an alliance from without
assisting one division of the citizens, so too the
young man is changed by a class of desires coming
from without to assist the desires within him, that
which is and alike again helping that which is akin
and alike?
Certainly.
And if there be any ally which aids the oligarchical
principle within him, whether the influence of a
father or of kindred, advising or rebuking him, then
there arises in his soul a faction and an opposite
faction, and he goes to war with himself.
It must be so.
And there are times when the democratical principle
gives way to the oligarchical, and some of his
desires die, and others are banished; a spirit of
reverence enters into the young man's soul and order
is restored.
Yes, he said, that sometimes happens.
And then, again, after the old desires have been
driven out, fresh ones spring up, which are akin to
them, and because he, their father, does not know
how to educate them, wax fierce and numerous.
Yes, he said, that is apt to be the way.
They draw him to his old associates, and holding
secret intercourse with them, breed and multiply in
him.
Very true.
At length they seize upon the citadel of the young
man's soul, which they perceive to be void of all
accomplishments and fair pursuits and true words,
which make their abode in the minds of men who are
dear to the gods, and are their best guardians and
sentinels.
None better.
False and boastful conceits and phrases mount
upwards and take their place.
They are certain to do so.
And so the young man returns into the country of the
lotus-eaters, and takes up his dwelling there in the
face of all men; and if any help be sent by his
friends to the oligarchical part of him, the
aforesaid vain conceits shut the gate of the king's
fastness; and they will neither allow the embassy
itself to enter, private if private advisers offer
the fatherly counsel of the aged will they listen to
them or receive them. There is a battle and they
gain the day, and then modesty, which they call
silliness, is ignominiously thrust into exile by
them, and temperance, which they nickname
unmanliness, is trampled in the mire and cast forth;
they persuade men that moderation and orderly
expenditure are vulgarity and meanness, and so, by
the help of a rabble of evil appetites, they drive
them beyond the border.
Yes, with a will.
And when they have emptied and swept clean the soul
of him who is now in their power and who is being
initiated by them in great mysteries, the next thing
is to bring back to their house insolence and
anarchy and waste and impudence in bright array
having garlands on their heads, and a great company
with them, hymning their praises and calling them by
sweet names; insolence they term breeding, and
anarchy liberty, and waste magnificence, and
impudence courage. And so the young man passes out
of his original nature, which was trained in the
school of necessity, into the freedom and
libertinism of useless and unnecessary pleasures.
Yes, he said, the change in him is visible enough.
After this he lives on, spending his money and
labour and time on unnecessary pleasures quite as
much as on necessary ones; but if he be fortunate,
and is not too much disordered in his wits, when
years have elapsed, and the heyday of passion is
over --supposing that he then re-admits into the
city some part of the exiled virtues, and does not
wholly give himself up to their successors --in that
case he balances his pleasures and lives in a sort
of equilibrium, putting the government of himself
into the hands of the one which comes first and wins
the turn; and when he has had enough of that, then
into the hands of another; he despises none of them
but encourages them all equally.
Very true, he said.
Neither does he receive or let pass into the
fortress any true word of advice; if any one says to
him that some pleasures are the satisfactions of
good and noble desires, and others of evil desires,
and that he ought to use and honour some and
chastise and master the others --whenever this is
repeated to him he shakes his head and says that
they are all alike, and that one is as good as
another.
Yes, he said; that is the way with him.
Yes, I said, he lives from day to day indulging the
appetite of the hour; and sometimes he is lapped in
drink and strains of the flute; then he becomes a
water-drinker, and tries to get thin; then he takes
a turn at gymnastics; sometimes idling and
neglecting everything, then once more living the
life of a philosopher; often he-is busy with
politics, and starts to his feet and says and does
whatever comes into his head; and, if he is emulous
of any one who is a warrior, off he is in that
direction, or of men of business, once more in that.
His life has neither law nor order; and this
distracted existence he terms joy and bliss and
freedom; and so he goes on.
Yes, he replied, he is all liberty and equality.
Yes, I said; his life is motley and manifold and an
epitome of the lives of many; --he answers to the
State which we described as fair and spangled. And
many a man and many a woman will take him for their
pattern, and many a constitution and many an example
of manners is contained in him.
Just so.
Let him then be set over against democracy; he may
truly be called the democratic man.
Let that be his place, he said.
Last of all comes the most beautiful of all, man and
State alike, tyranny and the tyrant; these we have
now to consider.
Quite true, he said.
Say then, my friend, in what manner does tyranny
arise? --that it has a democratic origin is evident.
Clearly.
And does not tyranny spring from democracy in the
same manner as democracy from oligarchy --I mean,
after a sort?
How?
The good which oligarchy proposed to itself and the
means by which it was maintained was excess of
wealth --am I not right?
Yes.
And the insatiable desire of wealth and the neglect
of all other things for the sake of money-getting
was also the ruin of oligarchy?
True.
And democracy has her own good, of which the
insatiable desire brings her to dissolution?
What good?
Freedom, I replied; which, as they tell you in a
democracy, is the glory of the State --and that
therefore in a democracy alone will the freeman of
nature deign to dwell.
Yes; the saying is in everybody's mouth.
I was going to observe, that the insatiable desire
of this and the neglect of other things introduces
the change in democracy, which occasions a demand
for tyranny.
How so?
When a democracy which is thirsting for freedom has
evil cupbearers presiding over the feast, and has
drunk too deeply of the strong wine of freedom,
then, unless her rulers are very amenable and give a
plentiful draught, she calls them to account and
punishes them, and says that they are cursed
oligarchs.
Yes, he replied, a very common occurrence.
Yes, I said; and loyal citizens are insultingly
termed by her slaves who hug their chains and men of
naught; she would have subjects who are like rulers,
and rulers who are like subjects: these are men
after her own heart, whom she praises and honours
both in private and public. Now, in such a State,
can liberty have any limit?
Certainly not.
By degrees the anarchy finds a way into private
houses, and ends by getting among the animals and
infecting them.
How do you mean?
I mean that the father grows accustomed to descend
to the level of his sons and to fear them, and the
son is on a level with his father, he having no
respect or reverence for either of his parents; and
this is his freedom, and metic is equal with the
citizen and the citizen with the metic, and the
stranger is quite as good as either.
Yes, he said, that is the way.
And these are not the only evils, I said --there are
several lesser ones: In such a state of society the
master fears and flatters his scholars, and the
scholars despise their masters and tutors; young and
old are all alike; and the young man is on a level
with the old, and is ready to compete with him in
word or deed; and old men condescend to the young
and are full of pleasantry and gaiety; they are loth
to be thought morose and authoritative, and
therefore they adopt the manners of the young.
Quite true, he said.
The last extreme of popular liberty is when the
slave bought with money, whether male or female, is
just as free as his or her purchaser; nor must I
forget to tell of the liberty and equality of the
two sexes in relation to each other.
Why not, as Aeschylus says, utter the word which
rises to our lips?
That is what I am doing, I replied; and I must add
that no one who does not know would believe, how
much greater is the liberty which the animals who
are under the dominion of man have in a democracy
than in any other State: for truly, the she-dogs, as
the proverb says, are as good as their
she-mistresses, and the horses and asses have a way
of marching along with all the rights and dignities
of freemen; and they will run at anybody who comes
in their way if he does not leave the road clear for
them: and all things are just ready to burst with
liberty.
When I take a country walk, he said, I often
experience what you describe. You and I have dreamed
the same thing.
And above all, I said, and as the result of all, see
how sensitive the citizens become; they chafe
impatiently at the least touch of authority and at
length, as you know, they cease to care even for the
laws, written or unwritten; they will have no one
over them.
Yes, he said, I know it too well.
Such, my friend, I said, is the fair and glorious
beginning out of which springs tyranny.
Glorious indeed, he said. But what is the next step?
The ruin of oligarchy is the ruin of democracy; the
same disease magnified and intensified by liberty
overmasters democracy --the truth being that the
excessive increase of anything often causes a
reaction in the opposite direction; and this is the
case not only in the seasons and in vegetable and
animal life, but above all in forms of government.
True.
The excess of liberty, whether in States or
individuals, seems only to pass into excess of
slavery.
Yes, the natural order.
And so tyranny naturally arises out of democracy,
and the most aggravated form of tyranny and slavery
out of the most extreme form of liberty?
As we might expect.
That, however, was not, as I believe, your
question-you rather desired to know what is that
disorder which is generated alike in oligarchy and
democracy, and is the ruin of both?
Just so, he replied.
Well, I said, I meant to refer to the class of idle
spendthrifts, of whom the more courageous are
the-leaders and the more timid the followers, the
same whom we were comparing to drones, some
stingless, and others having stings.
A very just comparison.
These two classes are the plagues of every city in
which they are generated, being what phlegm and bile
are to the body. And the good physician and lawgiver
of the State ought, like the wise bee-master, to
keep them at a distance and prevent, if possible,
their ever coming in; and if they have anyhow found
a way in, then he should have them and their cells
cut out as speedily as possible.
Yes, by all means, he said.
Then, in order that we may see clearly what we are
doing, let us imagine democracy to be divided, as
indeed it is, into three classes; for in the first
place freedom creates rather more drones in the
democratic than there were in the oligarchical
State.
That is true.
And in the democracy they are certainly more
intensified.
How so?
Because in the oligarchical State they are
disqualified and driven from office, and therefore
they cannot train or gather strength; whereas in a
democracy they are almost the entire ruling power,
and while the keener sort speak and act, the rest
keep buzzing about the bema and do not suffer a word
to be said on the other side; hence in democracies
almost everything is managed by the drones.
Very true, he said.
Then there is another class which is always being
severed from the mass.
What is that?
They are the orderly class, which in a nation of
traders sure to be the richest.
Naturally so.
They are the most squeezable persons and yield the
largest amount of honey to the drones.
Why, he said, there is little to be squeezed out of
people who have little.
And this is called the wealthy class, and the drones
feed upon them.
That is pretty much the case, he said.
The people are a third class, consisting of those
who work with their own hands; they are not
politicians, and have not much to live upon. This,
when assembled, is the largest and most powerful
class in a democracy.
True, he said; but then the multitude is seldom
willing to congregate unless they get a little
honey.
And do they not share? I said. Do not their leaders
deprive the rich of their estates and distribute
them among the people; at the same time taking care
to reserve the larger part for themselves?
Why, yes, he said, to that extent the people do
share.
And the persons whose property is taken from them
are compelled to defend themselves before the people
as they best can?
What else can they do?
And then, although they may have no desire of
change, the others charge them with plotting against
the people and being friends of oligarchy? True.
And the end is that when they see the people, not of
their own accord, but through ignorance, and because
they are deceived by informers, seeking to do them
wrong, then at last they are forced to become
oligarchs in reality; they do not wish to be, but
the sting of the drones torments them and breeds
revolution in them.
That is exactly the truth.
Then come impeachments and judgments and trials of
one another.
True.
The people have always some champion whom they set
over them and nurse into greatness.
Yes, that is their way.
This and no other is the root from which a tyrant
springs; when he first appears above ground he is a
protector.
Yes, that is quite clear.
How then does a protector begin to change into a
tyrant? Clearly when he does what the man is said to
do in the tale of the Arcadian temple of Lycaean
Zeus.
What tale?
The tale is that he who has tasted the entrails of a
single human victim minced up with the entrails of
other victims is destined to become a wolf. Did you
never hear it?
Oh, yes.
And the protector of the people is like him; having
a mob entirely at his disposal, he is not restrained
from shedding the blood of kinsmen; by the favourite
method of false accusation he brings them into court
and murders them, making the life of man to
disappear, and with unholy tongue and lips tasting
the blood of his fellow citizen; some he kills and
others he banishes, at the same time hinting at the
abolition of debts and partition of lands: and after
this, what will be his destiny? Must he not either
perish at the hands of his enemies, or from being a
man become a wolf --that is, a tyrant?
Inevitably.
This, I said, is he who begins to make a party
against the rich?
The same.
After a while he is driven out, but comes back, in
spite of his enemies, a tyrant full grown.
That is clear.
And if they are unable to expel him, or to get him
condemned to death by a public accusation, they
conspire to assassinate him.
Yes, he said, that is their usual way.
Then comes the famous request for a bodyguard, which
is the device of all those who have got thus far in
their tyrannical career --'Let not the people's
friend,' as they say, 'be lost to them.'
Exactly.
The people readily assent; all their fears are for
him --they have none for themselves.
Very true.
And when a man who is wealthy and is also accused of
being an enemy of the people sees this, then, my
friend, as the oracle said to Croesus,
By pebbly Hermus' shore he flees and rests not and
is not ashamed to be a coward.
And quite right too, said he, for if he were, he
would never be ashamed again.
But if he is caught he dies.
Of course.
And he, the protector of whom we spoke, is to be
seen, not 'larding the plain' with his bulk, but
himself the overthrower of many, standing up in the
chariot of State with the reins in his hand, no
longer protector, but tyrant absolute.
No doubt, he said.
And now let us consider the happiness of the man,
and also of the State in which a creature like him
is generated.
Yes, he said, let us consider that.
At first, in the early days of his power, he is full
of smiles, and he salutes every one whom he meets;
--he to be called a tyrant, who is making promises
in public and also in private! liberating debtors,
and distributing land to the people and his
followers, and wanting to be so kind and good to
every one!
Of course, he said.
But when he has disposed of foreign enemies by
conquest or treaty, and there is nothing to fear
from them, then he is always stirring up some war or
other, in order that the people may require a
leader.
To be sure.
Has he not also another object, which is that they
may be impoverished by payment of taxes, and thus
compelled to devote themselves to their daily wants
and therefore less likely to conspire against him?
Clearly.
And if any of them are suspected by him of having
notions of freedom, and of resistance to his
authority, he will have a good pretext for
destroying them by placing them at the mercy of the
enemy; and for all these reasons the tyrant must be
always getting up a war.
He must.
Now he begins to grow unpopular.
A necessary result.
Then some of those who joined in setting him up, and
who are in power, speak their minds to him and to
one another, and the more courageous of them cast in
his teeth what is being done.
Yes, that may be expected.
And the tyrant, if he means to rule, must get rid of
them; he cannot stop while he has a friend or an
enemy who is good for anything.
He cannot.
And therefore he must look about him and see who is
valiant, who is high-minded, who is wise, who is
wealthy; happy man, he is the enemy of them all, and
must seek occasion against them whether he will or
no, until he has made a purgation of the State.
Yes, he said, and a rare purgation.
Yes, I said, not the sort of purgation which the
physicians make of the body; for they take away the
worse and leave the better part, but he does the
reverse.
If he is to rule, I suppose that he cannot help
himself.
What a blessed alternative, I said: --to be
compelled to dwell only with the many bad, and to be
by them hated, or not to live at all!
Yes, that is the alternative.
And the more detestable his actions are to the
citizens the more satellites and the greater
devotion in them will he require?
Certainly.
And who are the devoted band, and where will he
procure them?
They will flock to him, he said, of their own
accord, if lie pays them.
By the dog! I said, here are more drones, of every
sort and from every land.
Yes, he said, there are.
But will he not desire to get them on the spot?
How do you mean?
He will rob the citizens of their slaves; he will
then set them free and enrol them in his bodyguard.
To be sure, he said; and he will be able to trust
them best of all.
What a blessed creature, I said, must this tyrant
be; he has put to death the others and has these for
his trusted friends.
Yes, he said; they are quite of his sort.
Yes, I said, and these are the new citizens whom he
has called into existence, who admire him and are
his companions, while the good hate and avoid him.
Of course.
Verily, then, tragedy is a wise thing and Euripides
a great tragedian.
Why so?
Why, because he is the author of the pregnant
saying,
Tyrants are wise by living with the wise; and he
clearly meant to say that they are the wise whom the
tyrant makes his companions.
Yes, he said, and he also praises tyranny as
godlike; and many other things of the same kind are
said by him and by the other poets.
And therefore, I said, the tragic poets being wise
men will forgive us and any others who live after
our manner if we do not receive them into our State,
because they are the eulogists of tyranny.
Yes, he said, those who have the wit will doubtless
forgive us.
But they will continue to go to other cities and
attract mobs, and hire voices fair and loud and
persuasive, and draw the cities over to tyrannies
and democracies.
Very true.
Moreover, they are paid for this and receive honour
--the greatest honour, as might be expected, from
tyrants, and the next greatest from democracies; but
the higher they ascend our constitution hill, the
more their reputation fails, and seems unable from
shortness of breath to proceed further.
True.
But we are wandering from the subject: Let us
therefore return and enquire how the tyrant will
maintain that fair and numerous and various and
ever-changing army of his.
If, he said, there are sacred treasures in the city,
he will confiscate and spend them; and in so far as
the fortunes of attainted persons may suffice, he
will be able to diminish the taxes which he would
otherwise have to impose upon the people.
And when these fail?
Why, clearly, he said, then he and his boon
companions, whether male or female, will be
maintained out of his father's estate.
You mean to say that the people, from whom he has
derived his being, will maintain him and his
companions?
Yes, he said; they cannot help themselves.
But what if the people fly into a passion, and aver
that a grown-up son ought not to be supported by his
father, but that the father should be supported by
the son? The father did not bring him into being, or
settle him in life, in order that when his son
became a man he should himself be the servant of his
own servants and should support him and his rabble
of slaves and companions; but that his son should
protect him, and that by his help he might be
emancipated from the government of the rich and
aristocratic, as they are termed. And so he bids him
and his companions depart, just as any other father
might drive out of the house a riotous son and his
undesirable associates.
By heaven, he said, then the parent will discover
what a monster he has been fostering in his bosom;
and, when he wants to drive him out, he will find
that he is weak and his son strong.
Why, you do not mean to say that the tyrant will use
violence? What! beat his father if he opposes him?
Yes, he will, having first disarmed him.
Then he is a parricide, and a cruel guardian of an
aged parent; and this is real tyranny, about which
there can be no longer a mistake: as the saying is,
the people who would escape the smoke which is the
slavery of freemen, has fallen into the fire which
is the tyranny of slaves. Thus liberty, getting out
of all order and reason, passes into the harshest
and bitterest form of slavery.
True, he said.
Very well; and may we not rightly say that we have
sufficiently discussed the nature of tyranny, and
the manner of the transition from democracy to
tyranny?
Yes, quite enough, he said. |